Rivkin ASX:

Five investment strategies. One advice product.

Introducing Rivkin ASX. A comprehensive ASX investment strategy with proven results.
Receive investment recommendations from five distinct strategies:
The ASX Momentum Strategy | The ASX Value StrategyThe ASX Blue Chip Strategy | The ASX Event Strategy | The ASX Income Strategy

Average Return
22.74% p.a*

Rebalance monthly

The ASX Momentum Strategy

This strategy operates within the ASX100 and recommends the top five momentum stocks based off our relative momentum score, each purchased with equal weight. This strategy rebalances monthly. The ASX Momentum Strategy has averaged a return of 22.74% during its 15-year back-tested period and has currently returned 29.69% since inception in May 2016*.

*Past performance is no guide to future performance. Statistics from May 2016 to November 2017 and are based on live account trades. 

Average Return
15.50% p.a*

Rebalance monthly

The ASX Value Strategy

This strategy buys stocks whose fundamentals show a strong tendency for earnings stability together with growth potential. Stocks are selected from within the ASX 200 index, providing a list of medium to large size companies. The portfolio contains ten positions; checked monthly, and rebalanced if necessary, ensuring the strategy always holds the top value stocks.

*Past performance is no guide to future performance. Statistics are based on modelled returns as this is a new strategy. We will update with live return figures after six months of live investing. 

Average Return
7.00% p.a*

Rebalance quarterly

The ASX Blue Chip Strategy
Based off the popular US strategy "The Dogs of The Dow", the Rivkin Blue Chip Strategy is back tested over 22 years and selects ten of the top 50 Australian stocks to hold for 12-months. The below chart shows $100,000 invested in the Blue Chip Strategy since its inception in January 2009, vs $100,000 invested in the ASX50 Accumulation during the same time-frame. 

*Past performance is no guide to future performance. Statistics from April 2013 to July 2017 and are updated bi-annually. 

Average Return
3.60% per trade*

Market dictated (short-term)

The ASX Event Strategy
The Event Strategy is an active strategy that seeks to capitalise on specific ‘events’ (such as company takeovers) on stocks listed on the ASX that we believe provide a catalyst from which we can profit from a mis-pricing in the market in a relatively short period of time.  Below is an actual screen shot for closed event trades taken from inside the Rivkin Local Members' Home. 
*Past performance is no guide to future performance. Statistics from all closed trades in 2018 and are updated bi-annually. 

Average Return
6.90% p.a*

Market dictated (long-term)

The ASX Income Strategy
This strategy aims to provide a blend of cash flow, and – in cases where yield is highly sought after – capital gains. Unlike cash or term deposits, the instruments included in the Income Portfolio are considered complex, given that they comprise ASX-listed hybrid securities, and are issued by companies that seek to borrow money from retail and wholesale investors.

*Past performance is no guide to future performance. Statistics from April 2013 to July 2017 and are updated bi-annually. 

"We've found the [blue chip] strategy to be a well-researched and proven method to outperform the market using high quality shares. Rivkin communicates clear instructions to rebalance the portfolio and reports on performance. Because the strategy uses a 12-month window, there is minimal attention required. How good is that??" 
Rod and Wendy B., QLD (Rivkin members since 1999)

You can read more of our reviews here. 


(for the cautious, the sceptical and the uninitiated)

Do I have to follow all three strategies evenly?

The Rivkin Live Model Portfolio was established in April 2013 with $300,000 to invest across the range of Rivkin ASX recommendations. The intention behind the Model Portfolio was to provide members with a reference point for not only which recommendations to invest in, but also in what proportion to their overall portfolio. Our Model Portfolio also pays all of the same brokerage and fees as our members do, providing an additional level of transparency unique to the industry.

While we would generally recommend diversifying into all three strategies for a balanced portfolio, the overarching advice is to develop a strategy that suits you. Ask yourself questions such as, how much income do I require? What level of risk am I comfortable with? Do I want to undertake some shorter term trades, or just have longer term holdings?

While we are unable to provide personal advice, should you have any questions regarding how the strategies work, please do not hesitate to contact the office.

How much money do I need to start in each strategy?

Please remember that Rivkin ASX does not and cannot provide personal advice specific to your personal circumstances. However, as a guide, our analysts would recommend the following as the minimum amount of money to dedicate to each strategy, to ensure the returns are best positioned to, at least, return over brokerage:

We generally recommend an initial investment of $20,000 into the ASX Momentum Strategy. 

Per each Blue Chip strategy you wish to follow (which is then to be allocated evenly over the 10 stocks) we would recommend dedicating a minimum of $30,000.

As the Income strategy recommendations can be followed individually, and do not need to be held as an entire portfolio (like Blue Chips, for example), we would recommend dedicating a minimum of $10,000 for the recommendations you wish to partake in.

As our model portfolio typically holds around three event trades at any one time, we recommend dedicating a minimum of $10,000 to event recommendations, allocating approximately $3,300 per trade.

Using Rivkin’s standard online stockbroking rate of $11.00, please consider that brokerage for small trades represents 2% and 1% of a $1,000 trade or $2,000 trade, respectively. Thus, the stock would need to rise by these percentages before breaking even on the trades.

How frequently are recommendations made?

All Rivkin ASX advice recommendations are sent via email and optional text message. Some strategies are to a set time line and others are more ad hoc in nature. As a general guide, you can expect to receive the following number of recommendations per year:

ASX Momentum Strategy: This strategy rebalances once a month on the 15th (or next trading day after the 15th). On average, about three stocks are sold and three new stocks are bought during a rebalance. 

ASX Value Strategy: This strategy rebalanced once a month on the 5th (or next trading day after the 5th). On average, about two stocks are sold and two new stocks are bought during a rebalance. 

Blue Chip Strategies: Our Blue Chip Strategy is checked monthly on the 1st (or next trading day after) to ensure we are holding the optimal stocks. The Blue Chip Strategy requires three to four changes per year on average.

Income Strategy: 6-10 buy and hold recommendations per year.

Event Strategy: 10-25 short-term trade recommendations per year.

We see our role as finding profitable trade opportunities that meet our model portfolio’s strict requirements and communicating our recommendations to members in a clear and simple fashion. In addition, there are plenty of ‘traps’ in the market and we endeavour to discuss these with our members, as sometimes it is more important to not invest in something than it is to invest in something. We also discuss other potential trades that for some reason do not exactly fit our requirements, but ones that members may be interested in, over and above our Model Portfolio’s trades. We also invite members to ask questions on stocks they are interested in via our weekly Virtually Live ASX video show. Members will find a lot of value in our service over and above our specific general advice recommendations, and we encourage all members to use our service in its entirety to 
experience this.

Must I open a stockbroking account with Rivkin to receive Rivkin’s ASX-based advice?

While Rivkin offers Australia’s lowest online brokerage starting at just $9.90, or 0.11%, it is not compulsory to open these accounts in order to receive Rivkin’s ASX-based general advice. If you are interested in opening an account through Rivkin, please contact the office on 1300 748 546, or info@rivkin.com.au.

Which analyst makes the Rivkin ASX recommendations?

Investment team members, led by Shannon Rivkin, ASX Investment Director.

How specific are the recommendations?

All our recommendations outline what to buy, when, at what price and an indication of the overall portfolio allocation as a percentage of our $300,000 live model portfolio, which you can use as a guide for your own capital allocation.

Similarly we also provide sell recommendations once the trade has met our take profit requirements, or when we believe other factors indicate that the trade is no longer worth holding.

How quickly must I act on the recommendations?

Each recommendation is unique, but we always note the time frame in which we recommend you execute the trade. As a general guide, it’s a good idea to try and follow the trades as soon as they are released as the markets and prices can change quickly.  Our SMS alerts can help make this possible and easy; if you do not currently receive SMSs, please contact the office on 02 8302 3600 to set these up.

Who manages my money?

Rivkin ASX is not a managed accounts service. Rivkin ASX offer general investment advice only, empowering you to invest directly in the markets yourself. In short, you receive our recommendations, and if you decide to undertake our recommendation, you are responsible for investing using your own capital, via your preferred stockbroking platform. 

If you are looking for an individual managed accounts service, we do offer a bespoke service solely for Wholesale Investors. Please contact the office on 02 8302 3600 to learn more.

Does Rivkin ASX offer technical trading recommendations?

Rivkin ASX uses fundamental analysis to form its general advice recommendations across the ASX market only. Traders looking for technical analysis trade advice on the ASX200 and other global markets may wish to purchase an additional membership to Rivkin Global. Please contact the office on 02 8302 3600 to learn more.

Why can’t I find advice on XYZ stock?

We do not attempt to cover all stocks listed on the ASX, nor do we pretend to have a view on all stocks. If you would like our analyst’s view on a particular stock, please submit your question to be answered in our weekly Virtually Live Video show.

DISCLAIMER: Rivkin aims to provide clear and simple information to those visiting our website. If any part of this disclaimer does not make sense, please phone Rivkin and ask to speak with a member of our Dealing and Relationship Management Team. Rivkin provides general advice and dealing services on securities, derivatives and superannuation (SMSF). Rivkin also provide SMSF administration and accounting services. Rivkin does not provide advice that takes into account your, or anybody else's, investment objectives, financial situation or needs. We strongly suggest that you consult an independent, licenced financial advisor before acting upon any information contained on this website. Investing in and trading securities (such as shares listed on the ASX) and/or derivatives (such as Contracts for Difference or 'CFDs') carry financial risks. CFDs carry with them various additional risks that differ from more simple securities such as fully-paid company shares. Some of these risks include not owning the underlying instrument from which a price is being derived, settling trades 'over the counter' with a financial institution rather than on a stock exchange, and using leverage to gain access to trades that may have a higher face value than your initial deposit. This risk of leverage means that it is possible to lose more than your initial investment. Our aim is to create more life choices for our clients, which means improving the wealth of clients throughout many market cycles by nurturing a relationship spanning many years. If you are not comfortable with your understanding of the risks involved before using a Rivkin product and service, please contact our office to seek further information or a Product Disclosure Statement, or make an appointment to sit with one of our friendly financial experts. It is in our interest for your Rivkin experience to be a rewarding and comfortable one. Rivkin is a trading name of Rivkin Securities ABN 87123290602, which holds Australian Financial Services Licence No. 332 802.